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| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL1 year Filed as: LPL FINANCIAL LLC Service code 27 PO BOX 502533 · SAN DIEGO, CA 92150 | Advisory (Plan) | $4,895 |
Service code 64 · EIN 13-6038768 | Recordkeeping Fees | $195 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $12,178 | $25,302-51.9% | $74,719-83.7% | $67,579-82.0% |
| Participation rate | 23.9% | 37.8%-13.9pp | 54.5%-30.6pp | 71.3%-47.4pp |
| Annual return | 31.30% | 10291.17%-10259.9pp | 753.05%-721.7pp | 378.56%-347.3pp |
| Employer contribution / active EE | $233 | $446-47.8% | $1,084-78.5% | $2,148-89.2% |
| Participant deferral / active EE | $773 | $954-19.0% | $1,963-60.6% | $3,539-78.2% |
| Admin fee / account holder | $32 | $108-70.1% | $3,334-99.0% | $142-77.4% |