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| Provider | Service type | Compensation |
|---|---|---|
LOCKTON INVESTMENT ADVISORS, LLC4+ years Service code 27 444 W 47TH STREET SUITE 900 · KANSAS CITY, MO 641121906 | Advisory (Plan) | $28,500 |
Filed as: CAMBRIDGE INVESTMENT RESEARCH INC Service code 27 1776 PLEASANT PLAIN RD · FAIRFIELD, IA 52556 | Advisory (Plan) | $9,500 |
TD AMERITRADE, INC.4+ years Service code 33 200 S. 108TH AVENUE · OMAHA, NE 68154 | Securities brokerage | $931 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $450 |
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $108,453 | $59,191+83.2% | $76,767+41.3% | $56,289+92.7% |
| Participation rate | 94.1% | 75.2%+18.9pp | 77.0%+17.2pp | 69.9%+24.3pp |
| Annual return | -5.87% | 6.62%-12.5pp | 2.43%-8.3pp | -9.96%+4.1pp |
| Employer contribution / active EE | $2,935 | $1,759+66.9% | $2,485+18.1% | $2,111+39.0% |
| Participant deferral / active EE | $7,979 | $3,255+145.1% | $3,852+107.1% | $3,350+138.2% |
| Admin fee / account holder | $215 | $489-56.0% | $6,675-96.8% | $521-58.7% |