Filed December 2, 2011
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY5+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $19,455 |
LPL FINANCIAL2 years Filed as: LPL FINANCIAL LLC Service code 49 · EIN 95-2834236 | Other Services | $13,914 |
Filed as: SCHWARTZ, GIANNINI, LANT Service code 10 · EIN 68-0290029 | Accounting | $7,550 |
WILSHIRE ASSOCIATES INCORPORATED5+ years Service code 27 · EIN 95-2755361 | Advisory (Plan) | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $28,947 | $55,790-48.1% | $76,817-62.3% | $67,579-57.2% |
| Participation rate | 97.4% | 71.1%+26.3pp | 72.1%+25.3pp | 71.3%+26.1pp |
| Annual return | 21.46% | 64.45%-43.0pp | 1166.11%-1144.6pp | 378.56%-357.1pp |
| Employer contribution / active EE | $874 | $1,810-51.7% | $2,302-62.0% | $2,148-59.3% |
| Participant deferral / active EE | $3,855 | $2,875+34.1% | $3,336+15.6% | $3,539+8.9% |
| Admin fee / account holder | $82 | $159-48.3% | $6,420-98.7% | $142-42.1% |