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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY3 years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 55 1 NEW YORK PLAZA · NEW YORK, NY 10004 | Other Commissions | $54,079 |
Service code 64 · EIN 71-0294708 | Recordkeeping Fees | $1,050 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $235,359 | $58,493+302.4% | $84,023+180.1% | $72,976+222.5% |
| Participation rate | 83.1% | 61.2%+21.9pp | 69.0%+14.1pp | 69.5%+13.7pp |
| Annual return | 23.01% | 28.93%-5.9pp | 71.32%-48.3pp | 81.02%-58.0pp |
| Employer contribution / active EE | $8,592 | $1,163+638.7% | $1,984+333.1% | $2,440+252.1% |
| Participant deferral / active EE | $8,136 | $2,394+239.9% | $3,239+151.2% | $3,608+125.5% |
| Admin fee / account holder | $9 | $4,569-99.8% | $6,102-99.8% | $5,124-99.8% |