Filed June 18, 2025
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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC5+ years Service code 28 · EIN 13-2638166 | Investment Management | $185,000 |
EISNERAMPER LLP3 years Service code 10 · EIN 13-1639826 | Accounting | $32,900 |
CHARLES SCHWAB & CO., INC.2 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $13,805 |
CHARLES SCHWAB & CO., INC.5+ years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.5+ years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.5+ years Filed as: CHARLES SCHWAB BANK Service code 59 · EIN 42-1558009 | Shareholder Servicing | $0 |
Filed as: CHARLES SCHWAB TRUST BANK Service code 25 · EIN 82-3967259 | Directed Trustee | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $112,211 | $101,523+10.5% | $141,162-20.5% | $77,787+44.3% |
| Participation rate | 96.4% | 77.4%+19.0pp | 82.5%+13.9pp | 73.2%+23.2pp |
| Annual return | 23.82% | 56.22%-32.4pp | 71.39%-47.6pp | 32.57%-8.8pp |
| Employer contribution / active EE | $3,819 | $3,341+14.3% | $4,735-19.4% | $2,504+52.5% |
| Participant deferral / active EE | $11,591 | $6,434+80.2% | $6,709+72.8% | $3,967+192.2% |
| Admin fee / account holder | $135 | $92+47.6% | $10,261-98.7% | $100+35.0% |