Filed December 5, 2024 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY8+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $1,022,149 |
UBS FINANCIAL SERVICES INC4 years Service code 27 · EIN 13-2638166 | Advisory (Plan) | $346,138 |
Filed as: SILICON VALLEY ACCOUNTANCY Service code 10 · EIN 77-0573994 | Accounting | $73,067 |
Filed as: FIDELITY GLOBAL BROKERAGE GROUP INC Service code 33 · EIN 04-3257666 | Recordkeeping fees; Account maintenan... | $16,760 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $63,245 | $90,672-30.2% | $125,401-49.6% | $89,433-29.3% |
| Participation rate | 53.8% | 72.3%-18.5pp | 82.4%-28.6pp | 71.3%-17.5pp |
| Annual return | -16.86% | -6.42%-10.4pp | 572.53%-589.4pp | -11.88%-5.0pp |
| Employer contribution / active EE | $2,491 | $3,032-17.8% | $4,816-48.3% | $3,021-17.5% |
| Participant deferral / active EE | $5,969 | $7,210-17.2% | $7,448-19.9% | $5,125+16.5% |
| Admin fee / account holder | $96 | $69+39.0% | $10,008-99.0% | $79+20.9% |