Filed December 5, 2024 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY4+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $722,283 |
Filed as: UBS FINANCIAL SERVICES INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $106,794 |
Filed as: MML INSURANCE AGENCY LLC Service code 49 · EIN 04-3109325 | Other Services | $101,880 |
Filed as: MML INVESTORS SERVICES LLC Service code 49 · EIN 04-2746212 | Other Services | $59,869 |
Filed as: SILICON VALLEY ACCOUNTANCY Service code 10 · EIN 77-0573994 | Accounting | $30,564 |
Filed as: NATIONAL FINANCIAL SERVICES, LLC Service code 33 · EIN 04-3532603 | Account maintenance fees; Direct paym... | $8,650 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $36,246 | $71,505-49.3% | $123,553-70.7% | $73,367-50.6% |
| Participation rate | 57.0% | 64.9%-7.9pp | 82.3%-25.3pp | 69.5%-12.5pp |
| Annual return | -2.06% | 6.94%-9.0pp | 119.21%-121.3pp | 173.45%-175.5pp |
| Employer contribution / active EE | $1,960 | $2,011-2.6% | $4,628-57.7% | $2,499-21.6% |
| Participant deferral / active EE | $4,457 | $4,928-9.6% | $6,426-30.6% | $4,033+10.5% |
| Admin fee / account holder | $71 | $66+8.0% | $9,284-99.2% | $68+4.2% |