| Provider | Service type | Compensation |
|---|---|---|
Filed as: GREAT-WEST LIFE & ANNUITY INS CO Service code 15 · EIN 84-0467907 | Recordkeeping | $409,054 |
VENABLE LLP6+ years Filed as: VENABLE, LLP Service code 10 · EIN 52-0517250 | Accounting | $52,749 |
HYAS GROUP, LLC6+ years Service code 27 · EIN 26-2924761 | Advisory (Plan) | $47,589 |
Filed as: CHARLES SCHWAB & CO., INC Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $9,212 |
CHARLES SCHWAB & CO., INC.6+ years Service code 59 | Shareholder Servicing | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $147,858 | $127,481+16.0% | $149,751-1.3% | $90,274+63.8% |
| Participation rate | 93.9% | 78.2%+15.6pp | 82.5%+11.4pp | 73.4%+20.5pp |
| Annual return | 12.68% | 57.78%-45.1pp | 276.71%-264.0pp | 53.97%-41.3pp |
| Employer contribution / active EE | $2,842 | $3,448-17.6% | $4,646-38.8% | $2,523+12.6% |
| Participant deferral / active EE | $16,823 | $6,975+141.2% | $6,843+145.8% | $4,231+297.7% |
| Admin fee / account holder | $147 | $152-3.0% | $9,312-98.4% | $114+29.0% |