| Provider | Service type | Compensation |
|---|---|---|
Filed as: GREAT-WEST LIFE & ANNUITY INS. CO. Service code 15 · EIN 84-0467907 | Recordkeeping | $1,179,391 |
Filed as: PUTNAM INVESTMENTS Service code 15 ONE POST OFFICE SQUARE · BOSTON, MA 02109 | Recordkeeping | $489,524 |
VENABLE LLP4+ years Filed as: VENABLE, LLP Service code 10 P.O. BOX 62727 · BALTIMORE, MD 21264 | Accounting | $119,343 |
HYAS GROUP, LLC4+ years Service code 27 108 NW 9TH AVE · PORTLAND, OH 97209 | Advisory (Plan) | $61,700 |
MOSS ADAMS LLP4+ years Filed as: MOSS ADAMS, LLP Service code 10 P.O. BOX 748369 · LOS ANGELES, CA 90074 | Accounting | $51,040 |
Filed as: CHARLES SCHWAB & CO. INC Service code 33 · EIN 94-1737782 | Direct payment from the plan; Shareho... | $37,910 |
CHARLES SCHWAB & CO., INC.4+ years Service code 59 | Shareholder Servicing | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $100,953 | $83,812+20.5% | $123,553-18.3% | $68,904+46.5% |
| Participation rate | 94.8% | 77.0%+17.8pp | 82.3%+12.5pp | 74.1%+20.7pp |
| Annual return | -5.72% | 0.60%-6.3pp | 119.21%-124.9pp | 1.07%-6.8pp |
| Employer contribution / active EE | $4,059 | $2,924+38.8% | $4,628-12.3% | $2,540+59.8% |
| Participant deferral / active EE | $12,718 | $5,609+126.7% | $6,426+97.9% | $4,015+216.7% |
| Admin fee / account holder | $141 | $65+117.3% | $9,284-98.5% | $71+97.8% |