Filed January 10, 2018 (most recent of 2 filings on file)
Total covered: 2 employees
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| Provider | Service type | Compensation |
|---|---|---|
NWK GROUP, INC.2+ years Service code 27 155 MONTGOMERY STREET · SAN FRANCISCO, CA 94104 | Advisory (Plan) | $30,311 |
Filed as: EMPOWER RETIREMENT ADVISORY SERVICE Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $11,362 |
SHEA LABAGH DOBBERSTEIN2+ years Filed as: SHEA LABAGH DOBBERSTEIN, INC Service code 10 505 MONTGOMERY ST · SAN FRANCISCO, CA 94111 | Accounting | $11,000 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $2,450 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $135,324 | $87,834+54.1% | $133,975+1.0% | $62,881+115.2% |
| Participation rate | 95.7% | 83.4%+12.3pp | 87.1%+8.6pp | 69.3%+26.4pp |
| Annual return | 9.79% | 12.05%-2.3pp | 29.29%-19.5pp | 20.14%-10.4pp |
| Employer contribution / active EE | $2,531 | $3,482-27.3% | $5,211-51.4% | $2,281+11.0% |
| Participant deferral / active EE | $8,248 | $4,812+71.4% | $6,282+31.3% | $3,203+157.5% |
| Admin fee / account holder | $441 | $5,372-91.8% | $9,324-95.3% | $4,296-89.7% |