Filings through .
Filed August 22, 2008
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
EMPOWER ADVISORY GROUP, LLC4 years Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $156,743 |
CAPFINANCIAL PARTNERS LLC6 years Filed as: CAPFINANCIAL PARTNERS LLC DBA CAPTR Service code 27 4208 SIX FORKS RD STE 1700 · RALEIGH, NC 27609 | Advisory (Plan) | $96,433 |
25 funds of $250K or more; 16 lines in all, holding $63.4M of the plan's $65.6M. From the 2025 filing. Recordkeeper: Empower.
Target-date series: Vanguard Target Retirement, mutual fund, 64% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Vanguard Target Retirement Vanguard · Mutual fund Target-date, 12 vintages | $40.5M | 63.9% |
| NT Collective S&P 500 DC NL Tier CT Northern Trust · Collective trust Index | $4.2M | 6.6% |
| Putnam Stable Value Fund Franklin Templeton · Insurance contract | $3.7M | 5.8% |
| Harbor Capital Appreciation CIT R Harbor Capital · Collective trust | $3.6M | 5.6% |
| NT Ext EQ DC NL CT Northern Trust · Collective trust | $1.7M | 2.6% |
| BlackRock Total Return Fund Class K Shares BlackRock · Mutual fund | $1.6M | 2.5% |
| NT Collective Agg Bond NL Tier CT Northern Trust · Collective trust | $1.5M | 2.3% |
| THE Hartford International Opportunities Fund Class Y Hartford Funds · Mutual fund | $1.4M | 2.3% |
| Northern Collective ACWI ex US IMI DC NL CT N/R Northern Trust · Collective trust | $1.4M | 2.2% |
| MFS Large Cap Value CIT CL CT MFS (Sun Life) · Collective trust | $1.3M | 2.0% |
No lineup changes between the 2024 and 2025 filings.
Stable value and insurance contract lines, renames and class changes are not counted. Left out here: 1 rename.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
The auditor signed off without reservation. This is the cleanest opinion.