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| Provider | Service type | Compensation |
|---|---|---|
Service code 15 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping | $722,775 |
NFP RETIREMENT INC2+ years Filed as: NFP RETIREMENT INC DBA 401K ADVISOR Service code 27 120 VANTIS STE 400 · ALISO VIEJO, CA 926562689 | Advisory (Plan) | $100,000 |
CHARLES SCHWAB & CO., INC.2+ years Service code 33 · EIN 94-1737782 | Securities brokerage | $32,019 |
WHITTLESEY PC1 year Filed as: WHITTLESEY & HADLEY PC Service code 10 2800 TRUMBULL STREET · HARTFORD, CT 06103 | Accounting | $27,500 |
Filed as: MALCOLM THOMPSON & ASSOCIATES INC Service code 13 19500 STATE HWY 249 · HOUSTON, TX 77070 | Contract Administrator | $24,000 |
STEEL PEAK WEALTH MGMT LLC2+ years Service code 33 · EIN 46-1173026 | Securities brokerage | $21,024 |
HAYNES AND BOONE, LLP2+ years Service code 29 P.O. BOX 841399 · DALLAS, TX 75284 | Legal | $14,984 |
PIN OAK INVESTMENT2+ years Service code 33 · EIN 76-0291093 | Securities brokerage | $8,302 |
QDRO CONSULTANTS COMPANY, LLC2+ years Filed as: QDRO CONSULTANTS CO LLC Service code 16 3071 PEARL ROAD · MEDINA, OH 44256 | Consulting | $3,000 |
Filed as: FRONTIER INVESTMENT MANAGEMENT Service code 33 · EIN 75-2328323 | Securities brokerage | $1,978 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $108,587 | $100,921+7.6% | $82,312+31.9% | $177,276-38.7% |
| Participation rate | 50.9% | 86.9%-36.1pp | 76.9%-26.0pp | 74.8%-24.0pp |
| Annual return | 17.95% | 20.33%-2.4pp | 25.88%-7.9pp | 21.25%-3.3pp |
| Employer contribution / active EE | $2,432 | $3,145-22.7% | $2,428+0.1% | $2,479-1.9% |
| Participant deferral / active EE | $4,474 | $5,192-13.8% | $3,706+20.7% | $3,881+15.3% |
| Admin fee / account holder | $107 | $64+67.3% | $5,608-98.1% | $154-30.3% |