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| Provider | Service type | Compensation |
|---|---|---|
Service code 15 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping | $444,732 |
NFP RETIREMENT INC1+ years Filed as: NFP RETIREMENT INC DBA 401K ADVISOR Service code 27 120 VANTIS STE 400 · ALISO VIEJO, CA 926562689 | Advisory (Plan) | $100,000 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB & CO, INC. Service code 33 · EIN 94-1737782 | Securities brokerage | $43,795 |
WHITTLESEY PC1+ years Filed as: WHITTLESEY & HADLEY, PC Service code 10 280 TRUMBULL STREET · HARTFORD, CT 06103 | Accounting | $36,500 |
HAYNES AND BOONE, LLP1+ years Service code 29 P.O. BOX 841399 · DALLAS, TX 75284 | Legal | $36,481 |
QDRO CONSULTANTS COMPANY, LLC1+ years Filed as: QDRO CONSULTANTS CO LLC Service code 16 3071 PEARL ROAD · MEDINA, OH 44256 | Consulting | $5,400 |
PIN OAK INVESTMENT1+ years Service code 33 · EIN 76-0291093 | Securities brokerage | $4,882 |
Filed as: MCCONNELL & JONES LLP Service code 10 4828 LOOP CENTRAL DR STE 1000 · HOUSTON, TX 77081 | Accounting | $3,221 |
STEEL PEAK WEALTH MGMT LLC1+ years Service code 33 · EIN 46-1173026 | Securities brokerage | $409 |
CHARLES SCHWAB & CO., INC.1+ years Service code 33 | Securities brokerage | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $94,469 | $88,581+6.6% | $74,184+27.3% | $65,292+44.7% |
| Participation rate | 61.3% | 86.2%-24.9pp | 76.6%-15.4pp | 72.4%-11.2pp |
| Annual return | 5.99% | 11.72%-5.7pp | 17.74%-11.7pp | 11.84%-5.9pp |
| Employer contribution / active EE | $2,849 | $3,021-5.7% | $2,370+20.2% | $2,302+23.8% |
| Participant deferral / active EE | $5,185 | $4,898+5.9% | $3,550+46.1% | $3,579+44.9% |
| Admin fee / account holder | $75 | $60+24.7% | $5,586-98.7% | $57+30.0% |