Retirement plan

2020 EXHIBITS, INC. 401(K) PROFIT SHARING PLAN

Name: 2020 EXHIBITS, INC. - 2020 EXHIBITS, INC. 401(K) PROFIT SHARING PLAN (2015) Form 5500
Creator: 2020 EXHIBITS, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, 2020 EXHIBITS, INC. 401(K) PROFIT SHARING PLAN, 2020 EXHIBITS, INC.

2020 EXHIBITS, INC.EIN 76-0664110Plan #001PY 2015

10550 S SAM HOUSTON PARKWAY - HOUSTON, TX 770713141713-354-09002020exhibits.comLinkedIn51-200 employeesmarketing and advertising

Prospect flagsLow participationLow fidelity bondFailed to transmit contributions

How to read this page

Total assets (EOY)

$3.4M

No prior year

Total participants

112

No prior year

Average account balance

$45,779

No prior year

Annual return

9.47%

No prior year

Benchmarks

See 4,662 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants100-249

Cohort4,662 peers

Snapshot2015

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$7.98M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$95K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

150.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$543K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$10K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+17.88%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$2685

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 6 by compensation

Provider	Service type	Compensation
GREAT-WEST LIFE & ANNUITY INSURANCE1+ years Filed as: GREAT-WEST LIFE & ANNUITY INS CO Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD, CO 80111	Recordkeeping Fees	$9,222
NATIONWIDE1+ years Service code 27 · EIN 31-4156830 ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215	Advisory (Plan)	$4,655
FLEXIBLE PLAN INVESTMENTS LTD1+ years Filed as: FLEXIBLE PLAN INVESTMENTS, LTD Service code 27 · EIN 38-2340348 3883 TELEGRAPH ROAD · BLOOMFIELD HILLS, MI 48302	Advisory (Plan)	$451
ALLIANCE BENEFIT GROUP1+ years Service code 13 · EIN 76-0342548 7425 HOLLISTER · HOUSTON, TX 760342548	Contract Administrator	$170
GREAT-WEST LIFE & ANNUITY INSURANCE1+ years Filed as: ADVISED ASSET GROUP Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD WILLAGE, CO 80111	Investment Management	$98
MASSACHUSETTS MUTUAL LIFE INS. CO.1+ years Filed as: MML INVESTOR SERVICES, LLC Service code 27 PO BOX 8089 · BOSTON, MA 022668089	Advisory (Plan)	$0

Plan features & details

Pension benefit codes2E2F2G2J2K2T3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

3 tripped

OpportunityLow participation
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
ComplianceLow fidelity bond
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
ComplianceFailed to transmit contributions
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).

Expense breakdown

Schedule H Part II

Admin total

$13K

$114 / participant

Contract admin$13K100.0%

% of EOY assets

0.370%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: GREEN AND MCELREATH, CPAS
Auditor EIN: 741500886
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$45,779

$70,002-34.6%

$115,038-60.2%

$52,331-12.5%

Participation rate

67.0%

72.1%-5.1pp

81.4%-14.4pp

68.1%-1.1pp

Annual return

9.47%

4.04%+5.4pp

26.14%-16.7pp

4.54%+4.9pp

Employer contribution / active EE

$1,571

$2,715-42.1%

$4,608-65.9%

$1,882-16.5%

Participant deferral / active EE

$2,652

$4,920-46.1%

$6,026-56.0%

$3,022-12.2%

Admin fee / account holder

$170

$566-70.0%

$8,175-97.9%

$592-71.3%

Provider

Service type

Compensation

GREAT-WEST LIFE & ANNUITY INSURANCE1+ years

Filed as: GREAT-WEST LIFE & ANNUITY INS CO

Service code 64

8515 EAST ORCHARD ROAD · GREENWOOD, CO 80111

Recordkeeping Fees

$9,222

NATIONWIDE1+ years

Service code 27 · EIN 31-4156830

ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215

Advisory (Plan)

$4,655

FLEXIBLE PLAN INVESTMENTS LTD1+ years

Filed as: FLEXIBLE PLAN INVESTMENTS, LTD

Service code 27 · EIN 38-2340348

3883 TELEGRAPH ROAD · BLOOMFIELD HILLS, MI 48302

Advisory (Plan)

$451

ALLIANCE BENEFIT GROUP1+ years

Service code 13 · EIN 76-0342548

7425 HOLLISTER · HOUSTON, TX 760342548

Contract Administrator

$170

GREAT-WEST LIFE & ANNUITY INSURANCE1+ years

Filed as: ADVISED ASSET GROUP

Service code 28

8515 EAST ORCHARD ROAD · GREENWOOD WILLAGE, CO 80111

Investment Management

$98

MASSACHUSETTS MUTUAL LIFE INS. CO.1+ years

Filed as: MML INVESTOR SERVICES, LLC

Service code 27

PO BOX 8089 · BOSTON, MA 022668089

Advisory (Plan)

2020 EXHIBITS, INC. 401(K) PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

2020 EXHIBITS, INC. 401(K) PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion