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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER3+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $6,725 |
ADP BROKER-DEALER3+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $10,765 | $46,173-76.7% | $170,435-93.7% | $69,631-84.5% |
| Participation rate | 66.2% | 63.9%+2.3pp | 83.6%-17.4pp | 70.7%-4.5pp |
| Annual return | 15.78% | 21.62%-5.8pp | 205.94%-190.2pp | 27571.02%-27555.2pp |
| Employer contribution / active EE | $0 | $1,610-100.0% | $5,432-100.0% | $2,032-100.0% |
| Participant deferral / active EE | $1,945 | $2,080-6.5% | $4,939-60.6% | $3,224-39.7% |
| Admin fee / account holder | $9 | $116-92.5% | $13,881-99.9% | $110-92.2% |