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| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 06-1050034 | Contract Administrator | $178,541 |
CAP FINANCIAL PARTNERS, LLC2 years Filed as: CAP FINANCIAL PARTNERS Service code 27 · EIN 26-0058143 | Advisory (Plan) | $114,694 |
Filed as: THE PRUDENTIAL INSURANCE COMPANY OF Service code 15 | Recordkeeping | $0 |
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $139,424 | $86,338+61.5% | $91,994+51.6% | $77,775+79.3% |
| Participation rate | 96.5% | 82.9%+13.6pp | 78.6%+17.9pp | 73.2%+23.3pp |
| Annual return | 46.81% | 29.65%+17.2pp | 69.04%-22.2pp | 32.58%+14.2pp |
| Employer contribution / active EE | $3,458 | $2,988+15.8% | $3,453+0.2% | $2,504+38.1% |
| Participant deferral / active EE | $9,153 | $6,908+32.5% | $5,924+54.5% | $3,966+130.8% |
| Admin fee / account holder | $126 | $79+59.0% | $7,744-98.4% | $100+26.1% |