Filings through .
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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC10+ years Service code 27 PO BOX 198928 · NASHVILLE, TN 37238 | Advisory (Plan) | $42,228 |
EMPOWER ADVISORY GROUP, LLC4 years Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $20,894 |
13 funds hold $13.1M of the plan's $13.5M. From the 2025 filing. Recordkeeper: Empower.
Target-date series: Vanguard Target Retirement, mutual fund, 54% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Vanguard Target Retirement Vanguard · Mutual fund Target-date, 10 vintages | $7.1M | 54.1% |
| Putnam Stable Value Fund Franklin Templeton · Stable value Stable value | $1.3M | 10.2% |
| Vanguard Growth Index Fund Admiral Shares Vanguard · Mutual fund Index | $1.0M | 8.0% |
| Vanguard 500 Index Fund Admiral Shares Vanguard · Mutual fund Index | $961K | 7.4% |
| Pioneer Bond Fund: Class K Victory Capital · Mutual fund | $650K | 5.0% |
| MFS International Value R6 MFS (Sun Life) · Mutual fund | $524K | 4.0% |
| Vanguard Mid-Cap Index Fund Admiral Shares Vanguard · Mutual fund Index | $481K | 3.7% |
| JPMorgan Equity Income Fund Class R6 JPMorgan · Mutual fund | $352K | 2.7% |
| Vanguard Real Estate Index Fund Admiral Shares Vanguard · Mutual fund Index | $214K | 1.6% |
| Vanguard Emerging Markets Stock Index Fund Admiral Shares Vanguard · Mutual fund Index | $198K | 1.5% |
Added 1 fund.
| Fund | Year-end value |
|---|---|
| AddedPioneer Bond Fund: Class K | $650K |
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.