Filed March 16, 1998
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL5 years Filed as: LPL FINANCIAL LLC Service code 27 · EIN 04-3046611 | Advisory (Plan) | $21,244 |
Service code 37 · EIN 04-2647786 | Loan Processing | $8,389 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $52,157 | $51,288+1.7% | $81,983-36.4% | $73,409-28.9% |
| Participation rate | 44.1% | 64.0%-19.9pp | 69.2%-25.2pp | 72.2%-28.1pp |
| Annual return | 11.89% | 29.48%-17.6pp | 41.31%-29.4pp | 59.29%-47.4pp |
| Employer contribution / active EE | $952 | $1,487-36.0% | $2,498-61.9% | $2,234-57.4% |
| Participant deferral / active EE | $1,984 | $2,715-26.9% | $3,722-46.7% | $3,805-47.9% |
| Admin fee / account holder | $132 | $125+5.6% | $5,664-97.7% | $158-16.2% |