Filed August 9, 2012 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $85,404 |
NATIONAL FINANCIAL SERVICES8+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $34,957 | $45,000-22.3% | $143,757-75.7% | $77,904-55.1% |
| Participation rate | 21.6% | 66.8%-45.2pp | 80.3%-58.7pp | 73.7%-52.0pp |
| Annual return | -16.68% | 29.03%-45.7pp | -0.04%-16.6pp | 12.21%-28.9pp |
| Employer contribution / active EE | $85 | $1,870-95.5% | $4,951-98.3% | $2,848-97.0% |
| Participant deferral / active EE | $993 | $3,157-68.6% | $5,637-82.4% | $4,806-79.3% |
| Admin fee / account holder | $101 | $98+2.4% | $14,673-99.3% | $133-23.9% |