Filed August 9, 2012 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Float revenue; Finders' fees / placem... | $19,030 |
NATIONAL FINANCIAL SERVICES3+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $39,632 | $44,989-11.9% | $170,442-76.7% | $77,958-49.2% |
| Participation rate | 20.8% | 64.6%-43.8pp | 83.6%-62.8pp | 71.6%-50.8pp |
| Annual return | 15.48% | 19.61%-4.1pp | 205.93%-190.5pp | 20.87%-5.4pp |
| Employer contribution / active EE | $77 | $1,466-94.8% | $5,433-98.6% | $2,310-96.7% |
| Participant deferral / active EE | $634 | $2,208-71.3% | $4,939-87.2% | $3,537-82.1% |
| Admin fee / account holder | $23 | $69-66.6% | $13,880-99.8% | $97-76.3% |