Filed December 21, 2011
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
KERNS CAPITAL MANAGEMENT1 year Service code 27 · EIN 76-0488072 9821 KATY FREEWAY · HOUSTON, TX 77024 | Advisory (Plan) | $19,645 |
CHARLES SCHWAB & CO., INC.4+ years Filed as: CHARLES SCHWAB BANK Service code 19 · EIN 42-1558009 211 MAIN STREET · SAN FRANCISCO, CA 94105 | Securities Custodian | $7,757 |
AMERICAN REALTY ADVISORS1 year Filed as: AMERICAN PENSION BENEFITS Service code 13 · EIN 25-1722805 115 VIP DRIVE · WEXFORD, PA 15090 | Contract Administrator | $2,775 |
CHARLES SCHWAB & CO., INC.4+ years Service code 59 | Shareholder Servicing | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $48,996 | $33,067+48.2% | $76,523-36.0% | $56,287-13.0% |
| Participation rate | 81.9% | 55.4%+26.5pp | 68.0%+13.9pp | 69.9%+12.0pp |
| Annual return | -8.73% | 2.72%-11.4pp | -0.27%-8.5pp | -9.96%+1.2pp |
| Employer contribution / active EE | $1,055 | $1,200-12.1% | $2,647-60.1% | $2,111-50.0% |
| Participant deferral / active EE | $2,465 | $2,240+10.0% | $3,835-35.7% | $3,350-26.4% |
| Admin fee / account holder | $369 | $537-31.3% | $4,848-92.4% | $521-29.2% |