Filed December 21, 2011
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
PENSIONMARK FINANCIAL GROUP LLC1+ years Filed as: PENSIONMARK FINANCIAL GROUP, LLC Service code 27 · EIN 61-1758632 | Advisory (Plan) | $9,505 |
KERNS CAPITAL MANAGEMENT1+ years Filed as: KEARNS CAPITAL MANAGEMENT Service code 27 · EIN 76-0488072 | Advisory (Plan) | $7,706 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB BANK Service code 52 · EIN 42-1558009 | Indirect Investment Fees | $6,817 |
M L KERNS & ASSOCIATES LLC1+ years Filed as: M L KEARNS & ASSOCIATES LLC Service code 13 · EIN 25-1905808 9821 KATY FREEWAY · HOUSTON, TX 77024 | Contract Administrator | $4,985 |
AXIOS ADVISORY GROUP, LTD1+ years Service code 13 · EIN 25-1722805 115 VIP DRIVE · WEXFORD, PA 15090 | Contract Administrator | $2,790 |
LINSCOMB & WILLIAMS2+ years Service code 27 · EIN 74-1939813 | Advisory (Plan) | $2,223 |
CHARLES SCHWAB & CO., INC.2+ years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $60 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $40,637 | $32,425+25.3% | $74,583-45.5% | $55,167-26.3% |
| Participation rate | 78.4% | 54.0%+24.4pp | 68.1%+10.3pp | 69.0%+9.5pp |
| Annual return | 5.99% | 10.63%-4.6pp | 20.47%-14.5pp | 169.23%-163.2pp |
| Employer contribution / active EE | $80 | $1,043-92.4% | $2,525-96.8% | $1,963-95.9% |
| Participant deferral / active EE | $2,016 | $1,995+1.1% | $3,458-41.7% | $3,054-34.0% |
| Admin fee / account holder | $262 | $748-65.0% | $4,138-93.7% | $504-48.0% |