Filed February 13, 2017 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 52 · EIN 04-1590850 | Indirect Investment Fees | $111,451 |
UBS FINANCIAL SERVICES INC3+ years Filed as: UBS FINANCIAL SERVICES INS AGENCY I Service code 53 · EIN 51-0120742 | Insurance Commissions | $28,860 |
ALGER1 year Service code 52 · EIN 13-3733280 | Indirect Investment Fees | $0 |
ARTISAN PARTNERS1 year Filed as: ARTISAN Service code 52 · EIN 39-1811840 | Indirect Investment Fees | $0 |
DELAWARE INVESTMENTS1 year Service code 52 · EIN 23-2651520 | Indirect Investment Fees | $0 |
Service code 27 · EIN 61-1732930 | Advisory (Plan) | $0 |
FRANKLIN TEMPLETON1 year Filed as: FRANKLINTEMPLETON Service code 52 · EIN 13-3151768 | Indirect Investment Fees | $0 |
NATIXIS FUNDS1 year Service code 52 · EIN 04-3113285 | Indirect Investment Fees | $0 |
OPPENHEIMER1 year Service code 52 · EIN 93-1036175 | Indirect Investment Fees | $0 |
PIMCO FUNDS1 year Service code 52 · EIN 33-0239892 | Indirect Investment Fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $31,357 | $46,173-32.1% | $170,435-81.6% | $69,631-55.0% |
| Participation rate | 54.9% | 63.9%-9.0pp | 83.6%-28.7pp | 70.7%-15.8pp |
| Annual return | 25.56% | 21.62%+3.9pp | 205.94%-180.4pp | 27571.02%-27545.5pp |
| Employer contribution / active EE | $1,082 | $1,610-32.8% | $5,432-80.1% | $2,032-46.8% |
| Participant deferral / active EE | $2,468 | $2,080+18.7% | $4,939-50.0% | $3,224-23.4% |
| Admin fee / account holder | $188 | $116+61.8% | $13,881-98.6% | $110+69.9% |