Filed February 13, 2017 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 52 · EIN 04-1590850 | Indirect Investment Fees | $52,807 |
UBS FINANCIAL SERVICES INC1+ years Filed as: UBS FINANCIAL SERVICES INS AGENCY I Service code 53 · EIN 51-0120742 | Insurance Commissions | $31,459 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $21,233 | $37,117-42.8% | $147,618-85.6% | $55,191-61.5% |
| Participation rate | 52.8% | 63.6%-10.8pp | 84.6%-31.8pp | 69.2%-16.3pp |
| Annual return | -0.90% | 3.44%-4.3pp | 61.98%-62.9pp | 10.78%-11.7pp |
| Employer contribution / active EE | $922 | $1,620-43.1% | $5,565-83.4% | $1,899-51.4% |
| Participant deferral / active EE | $2,152 | $1,985+8.4% | $4,895-56.0% | $3,046-29.4% |
| Admin fee / account holder | $121 | $86+40.9% | $11,612-99.0% | $91+32.8% |