Filed August 21, 2017
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 64 · EIN 84-0467907 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $62,252 |
Filed as: CWM RETIREMENT PLAN SERVICES, LLC Service code 13 · EIN 27-2594403 11 FOSTER ST · WORCESTER, MA 01608 | Contract Administrator | $36,237 |
LPL FINANCIAL1 year Service code 27 · EIN 95-2834239 PO BOX 502533 · SAN DIEGO, CA 921502533 | Advisory (Plan) | $29,187 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $44,374 | $65,118-31.9% | $76,768-42.2% | $55,725-20.4% |
| Participation rate | 68.7% | 79.6%-10.9pp | 77.0%-8.3pp | 70.9%-2.2pp |
| Annual return | -4.63% | -1.27%-3.4pp | 2.43%-7.1pp | 244.93%-249.6pp |
| Employer contribution / active EE | $3,439 | $1,941+77.2% | $2,485+38.4% | $2,078+65.5% |
| Participant deferral / active EE | $6,798 | $3,688+84.3% | $3,852+76.5% | $3,356+102.6% |
| Admin fee / account holder | $222 | $116+91.9% | $6,675-96.7% | $115+93.1% |