Filed August 8, 2003
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 9-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH PIERCE FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $405,636 |
CAPFINANCIAL PARTNERS LLC2+ years Filed as: CAPTRUST Service code 70 · EIN 26-0058143 | Consulting Fees | $64,903 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $50,116 | $123,286-59.4% | $75,670-33.8% | $77,958-35.7% |
| Participation rate | 96.0% | 78.8%+17.2pp | 72.3%+23.6pp | 71.6%+24.3pp |
| Annual return | 11.22% | 20.45%-9.2pp | 27.34%-16.1pp | 20.87%-9.6pp |
| Employer contribution / active EE | $2,086 | $2,035+2.5% | $2,352-11.3% | $2,310-9.7% |
| Participant deferral / active EE | $2,450 | $3,095-20.9% | $3,142-22.0% | $3,537-30.7% |
| Admin fee / account holder | $152 | $144+5.1% | $5,800-97.4% | $97+55.7% |