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| Provider | Service type | Compensation |
|---|---|---|
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $13,371 |
Filed as: NORTHWESTERN MUTUAL INVESTMENT SVCS Service code 55 720 E WISCONSIN AVE · MILWAUKEE, WI 53202 | Other Commissions | $10,773 |
Filed as: ADVISED ASSETS GROUP Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $148 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $28,681 | $56,918-49.6% | $182,558-84.3% | $65,186-56.0% |
| Participation rate | 75.2% | 66.5%+8.8pp | 78.0%-2.7pp | 70.2%+5.0pp |
| Annual return | 25.26% | 27.67%-2.4pp | 148.59%-123.3pp | 29.39%-4.1pp |
| Employer contribution / active EE | $1,010 | $1,615-37.5% | $4,076-75.2% | $2,177-53.6% |
| Participant deferral / active EE | $3,029 | $3,526-14.1% | $5,526-45.2% | $3,514-13.8% |
| Admin fee / account holder | $152 | $531-71.4% | $8,594-98.2% | $847-82.1% |