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| Provider | Service type | Compensation |
|---|---|---|
PENTEGRA SERVICES, INC.1 year Filed as: PENETEGRA SERVICES INC Service code 13 · EIN 13-3745616 6830 COMMERCE CT DR · BLACKLICK, OH 430049297 | Contract Administrator | $50,143 |
Filed as: NORTHWESTERN MUTUAL INVESTMENT SVCS Service code 55 720 E WISCONSIN AVE · MILWAUKEE, WI 53202 | Other Commissions | $48,081 |
Filed as: AVANTAX INVESTMENT SERVICES Service code 55 3200 OLYMPUS BLVD · DALLAS, TX 75019 | Other Commissions | $9,957 |
Filed as: ADVISED ASSETS GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $5,734 |
Filed as: GREAT-WEST LIFE & ANNUITY INS CO. Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $44,084 | $104,336-57.7% | $159,455-72.4% | $86,813-49.2% |
| Participation rate | 80.8% | 77.7%+3.1pp | 82.8%-2.0pp | 72.3%+8.5pp |
| Annual return | 9.83% | 26.32%-16.5pp | 263.63%-253.8pp | 97.93%-88.1pp |
| Employer contribution / active EE | $0 | $3,451-100.0% | $4,830-100.0% | $2,406-100.0% |
| Participant deferral / active EE | $7,090 | $6,837+3.7% | $7,353-3.6% | $4,131+71.6% |
| Admin fee / account holder | $81 | $172-53.0% | $10,800-99.3% | $170-52.3% |