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| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL3 years Filed as: LPL FINANCIAL LLC Service code 27 · EIN 04-3046611 | Advisory (Plan) | $18,617 |
STRATEGIC ADVISORS, INC.3 years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $12,968 |
Service code 27 · EIN 95-3868203 | Advisory (Plan) | $9,375 |
Service code 37 · EIN 04-2647786 | Loan Processing | -$4,094 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $61,146 | $69,231-11.7% | $91,994-33.5% | $67,579-9.5% |
| Participation rate | 54.4% | 78.9%-24.5pp | 78.6%-24.3pp | 71.3%-16.9pp |
| Annual return | 36.18% | 32.03%+4.1pp | 69.04%-32.9pp | 378.56%-342.4pp |
| Employer contribution / active EE | $439 | $2,284-80.8% | $3,453-87.3% | $2,148-79.5% |
| Participant deferral / active EE | $3,279 | $5,854-44.0% | $5,924-44.7% | $3,539-7.4% |
| Admin fee / account holder | $67 | $107-37.4% | $7,744-99.1% | $142-52.7% |