Filed October 18, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 3 Non-exempt transaction | AON HEWITT | EXTERNAL SERVICE PROVIDER MISAPPROPRIATION OF PLAN ASSETS BY AONHEWITT EMPLOYEE. LOSS OF $2.376M DUR 2008-12 TO BE REIMBURSED BY AH | — | — |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Plan reported the discovery of a loss from fraud or dishonesty.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $50,878 | $46,516+9.4% | $147,618-65.5% | $69,651-27.0% |
| Participation rate | 71.6% | 65.8%+5.7pp | 84.6%-13.1pp | 66.6%+5.0pp |
| Annual return | -0.30% | 9.48%-9.8pp | 61.98%-62.3pp | 53.77%-54.1pp |
| Employer contribution / active EE | $1,921 | $1,393+37.9% | $5,564-65.5% | $2,241-14.3% |
| Participant deferral / active EE | $3,500 | $2,719+28.7% | $4,895-28.5% | $3,635-3.7% |
| Admin fee / account holder | $0 | $45-100.0% | $11,612-100.0% | $63-100.0% |