Filed August 20, 2014 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $429,694 |
MORGAN STANLEY SMITH BARNEY9+ years Filed as: MORGAN, LEWIS & BOCKIUS LLP Service code 29 · EIN 23-0891050 | Legal | $12,206 |
Form 5500 reported that benefits due were not provided when due.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $114,011 | $93,283+22.2% | $76,891+48.3% | $103,657+10.0% |
| Participation rate | 96.9% | 79.3%+17.6pp | 69.6%+27.3pp | 73.4%+23.5pp |
| Annual return | 18.97% | 17.40%+1.6pp | 37.91%-18.9pp | 33.13%-14.2pp |
| Employer contribution / active EE | $4,760 | $3,170+50.2% | $2,534+87.9% | $3,216+48.0% |
| Participant deferral / active EE | $7,759 | $4,624+67.8% | $3,833+102.4% | $5,218+48.7% |
| Admin fee / account holder | $45 | $78-42.4% | $5,488-99.2% | $114-60.4% |