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| Provider | Service type | Compensation |
|---|---|---|
Filed as: NORTHWESTERN MUTUAL INVESTMENT Service code 55 720 E WISCONSIN AVE · MILWAUKEE, WI 53202 | Other Commissions | $29,654 |
ASCENSUS LLC2 years Filed as: ASCENSUS Service code 49 PO BOX 734602 · CHICAGO, IL 60673 | Other Services | $11,597 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $126,594 | $91,474+38.4% | $135,982-6.9% | $71,529+77.0% |
| Participation rate | 86.8% | 75.7%+11.2pp | 81.9%+4.9pp | 67.9%+18.9pp |
| Annual return | 21.77% | 29.89%-8.1pp | 68.32%-46.6pp | 28.97%-7.2pp |
| Employer contribution / active EE | $6,346 | $3,705+71.3% | $4,859+30.6% | $2,590+145.0% |
| Participant deferral / active EE | $6,134 | $7,095-13.5% | $7,760-20.9% | $4,291+42.9% |
| Admin fee / account holder | $473 | $1,267-62.7% | $10,767-95.6% | $1,588-70.3% |