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| Provider | Service type | Compensation |
|---|---|---|
Filed as: NORTHWESTERN MUTUAL INVESTMENT Service code 55 720 E WISCONSIN AVE · MILWAUKEE, WI 53202 | Other Commissions | $26,666 |
ASCENSUS LLC1 year Filed as: ASCENSUS Service code 49 PO BOX 734602 · CHICAGO, IL 60673 | Other Services | $24,116 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $115,508 | $82,678+39.7% | $125,391-7.9% | $68,490+68.6% |
| Participation rate | 87.2% | 75.1%+12.2pp | 82.4%+4.9pp | 67.9%+19.3pp |
| Annual return | -19.01% | -5.97%-13.0pp | 572.41%-591.4pp | -7.85%-11.2pp |
| Employer contribution / active EE | $5,882 | $3,382+73.9% | $4,816+22.1% | $2,597+126.5% |
| Participant deferral / active EE | $6,046 | $6,111-1.1% | $7,448-18.8% | $4,028+50.1% |
| Admin fee / account holder | $351 | $6,277-94.4% | $10,009-96.5% | $5,403-93.5% |