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| Provider | Service type | Compensation |
|---|---|---|
Filed as: NORTHWESTERN MUTUAL INVESTMENT Service code 55 720 E WISCONSIN AVE · MILWAUKEE, WI 53202 | Other Commissions | $41,490 |
ASCENSUS LLC3 years Filed as: ASCENSUS Service code 49 PO BOX 734602 · CHICAGO, IL 60673 | Other Services | $15,110 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $133,502 | $101,499+31.5% | $147,005-9.2% | $74,546+79.1% |
| Participation rate | 92.6% | 75.5%+17.0pp | 82.2%+10.4pp | 67.2%+25.4pp |
| Annual return | 16.42% | 8732.34%-8715.9pp | 418.76%-402.3pp | 1366.03%-1349.6pp |
| Employer contribution / active EE | $5,975 | $3,811+56.8% | $4,934+21.1% | $2,624+127.7% |
| Participant deferral / active EE | $6,368 | $7,304-12.8% | $8,070-21.1% | $4,347+46.5% |
| Admin fee / account holder | $565 | $1,748-67.7% | $13,006-95.7% | $1,944-70.9% |