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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC3+ years Service code 55 · EIN 13-2638166 | Other Commissions | $13,051 |
Service code 37 · EIN 04-2647786 | Loan Processing | $1,769 |
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $36,815 | $63,346-41.9% | $92,240-60.1% | $70,126-47.5% |
| Participation rate | 71.3% | 68.7%+2.6pp | 76.5%-5.2pp | 69.5%+1.7pp |
| Annual return | 13.49% | 530.19%-516.7pp | 176.29%-162.8pp | 73.15%-59.7pp |
| Employer contribution / active EE | $3,163 | $2,471+28.0% | $3,680-14.1% | $2,343+35.0% |
| Participant deferral / active EE | $3,437 | $2,854+20.4% | $3,897-11.8% | $3,332+3.1% |
| Admin fee / account holder | $16 | $3,841-99.6% | $5,194-99.7% | $4,645-99.7% |