Retirement plan

CAVEN ENTERPRISES, INCORPORATED ESOP

Name: CAVEN ENTERPRISES, INCORPORATED - CAVEN ENTERPRISES, INCORPORATED ESOP (2015) Form 5500
Creator: CAVEN ENTERPRISES, INCORPORATED
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, CAVEN ENTERPRISES, INCORPORATED ESOP, CAVEN ENTERPRISES, INCORPORATED

CAVEN ENTERPRISES, INCORPORATEDEIN 75-2029811Plan #001PY 2015

4018 CEDAR SPRINGS RD - DALLAS, TX 75219214-559-4190LinkedIn51-200 employees

Prospect flagsNo flags tripped

How to read this page

Total assets (EOY)

$6.5M

No prior year

Total participants

No prior year

Average account balance

$66,854

No prior year

Annual return

-1.18%

No prior year

Benchmarks

See 2,539 peers

Peer group

Industry72 - Accommodation and Food Services

Plan typeDefined contribution

Participants25-99

Cohort2,539 peers

Snapshot2015

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$8.29M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$101K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

95.7%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$66K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$951

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+16.38%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$1261

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 3 by compensation

Provider	Service type	Compensation
PENSION ASSURANCE LLP1+ years Filed as: PENSION RESOURCES Service code 13 · EIN 75-2503320	Contract Administrator	$533
CANDY & SCHONWALD1+ years Service code 10 · EIN 75-1447238	Accounting	$0
UBS FINANCIAL SERVICES INC1+ years Filed as: UBS FINANCIAL Service code 22 · EIN 51-0120742	Insurance Broker	$0

Plan features & details

Pension benefit codes2P2H2J2K2Q2T

Plan features

2H
Partial participant-directed account plan
Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2P
Leveraged ESOP
Employee stock ownership plan that acquires employer securities with borrowed money or other debt-financing techniques.
2Q
ESOP maintained by an S corporation
The employer maintaining this ESOP is an S corporation.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.

Opportunity flags

0 tripped

No flags tripped for this filing year. This plan looks clean.

Expense breakdown

Schedule H Part II

Admin total

$7K

$116 / participant

Other / not subdivided$7K100.0%

% of EOY assets

0.111%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Unqualified opinion

Auditor signed off without reservation - the cleanest possible opinion.

Auditor firm: M. VAIL & ASSOCIATES, P.C.
Auditor EIN: 263443577
Audit fees: (not subdivided)
Opinion code: Unqualified

Metric

This plan

Peer set

Industry

Size

Avg account balance

$66,854

$30,732+117.5%

$59,496+12.4%

$59,632+12.1%

Participation rate

100.0%

43.2%+56.8pp

54.6%+45.4pp

68.7%+31.3pp

Annual return

-1.18%

4.47%-5.6pp

182.05%-183.2pp

2041.32%-2042.5pp

Employer contribution / active EE

$5,980

$631+848.1%

$1,153+418.7%

$2,203+171.5%

Participant deferral / active EE

$1,019

$1,183-13.9%

$1,829-44.3%

$3,192-68.1%

Admin fee / account holder

$74

$2,136-96.5%

$2,232-96.7%

$4,297-98.3%

Provider

Service type

Compensation

PENSION ASSURANCE LLP1+ years

Filed as: PENSION RESOURCES

Service code 13 · EIN 75-2503320

Contract Administrator

$533

CANDY & SCHONWALD1+ years

Service code 10 · EIN 75-1447238

Accounting

UBS FINANCIAL SERVICES INC1+ years

Filed as: UBS FINANCIAL

Service code 22 · EIN 51-0120742

Insurance Broker

CAVEN ENTERPRISES, INCORPORATED ESOP

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

CAVEN ENTERPRISES, INCORPORATED ESOP

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion