Filings through .
Filed November 3, 2025
See peer percentile detail with Pro.
Pro shows the percentile for each metric against plans of the same size and industry. Free for 7 days, no card. Then $49 a month. Cancel any time.
| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL FINANCIAL GROUP3+ years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $326,153 |
WHITLEY PENN LLP2 years Service code 10 · EIN 75-2393478 | Accounting | $26,520 |
Filed as: CAPFINANCIAL PARTNERS, LLC Service code 26 · EIN 26-0058143 | Advisory (Participants) | $0 |
MORNINGSTAR1 year Filed as: MORNINGSTAR INVESTMENT MANAGEMENT L Service code 26 · EIN 36-4317381 | Advisory (Participants) | $0 |
25 funds of $250K or more; 14 lines in all, holding $169M of the plan's $177M. From the 2025 filing. Recordkeeper: Principal.
Target-date series: Vanguard Target Retirement, mutual fund, 57% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Vanguard Target Retirement Vanguard · Mutual fund Target-date, 12 vintages | $95.5M | 56.5% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $19.0M | 11.2% |
| JPMorgan Large Cap Growth Fund JPMorgan · Mutual fund | $18.7M | 11.1% |
| Investment CO OF America Class R-6 Capital Group · Mutual fund | $12.1M | 7.2% |
| Galliard Stable Value E Allspring · Stable value Stable value | $5.9M | 3.5% |
| MFS Mid Cap Value Fund CT MFS (Sun Life) · Mutual fund | $5.2M | 3.1% |
| Fiam Core Plus Commingled Pool Class I Fidelity (FMR) · Collective trust | $3.5M | 2.1% |
| MFS Mid Cap Growth Fund CT MFS (Sun Life) · Mutual fund | $2.0M | 1.2% |
| Vanguard Explorer Fund Investor Shares Vanguard · Mutual fund | $1.8M | 1.0% |
| Fidelity U.S. Bond Index Fund Fidelity (FMR) · Mutual fund Index | $1.7M | 1.0% |
No lineup changes between the 2024 and 2025 filings.
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.