Filed August 20, 1999
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.2+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $363,215 |
MORGAN STANLEY SMITH BARNEY2+ years Service code 28 · EIN 26-4310632 | Investment Management | $80,000 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $36 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $32,553 | $38,963-16.5% | $71,796-54.7% | $329,111-90.1% |
| Participation rate | 24.4% | 53.8%-29.4pp | 69.1%-44.7pp | 67.9%-43.5pp |
| Annual return | 29.97% | 9.85%+20.1pp | 78.04%-48.1pp | 16.35%+13.6pp |
| Employer contribution / active EE | $223 | $758-70.6% | $1,924-88.4% | $2,303-90.3% |
| Participant deferral / active EE | $626 | $1,286-51.3% | $2,794-77.6% | $3,682-83.0% |
| Admin fee / account holder | $67 | $50+32.8% | $4,815-98.6% | $754-91.1% |