Filed October 1, 2025
See peer percentile detail with Solo.
Solo shows the percentile for each metric against plans of the same size and industry. $4.99 for your first month, then $34.99 a month. Cancel any time.
See the 10-year trajectory with Solo.
Solo shows up to ten years of filings for this plan, year over year. $4.99 for your first month, then $34.99 a month. Cancel any time.
| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 13-3689044 | Recordkeeping | $60,045 |
CETERA ADVISOR NETWORKS LLC3 years Filed as: CETERA ADVISORS, LLC Service code 22 · EIN 84-0858799 | Insurance Broker | $33,918 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $20,493 | $56,485-63.7% | $185,823-89.0% | $86,799-76.4% |
| Participation rate | 55.2% | 65.5%-10.3pp | 81.7%-26.5pp | 72.3%-17.1pp |
| Annual return | 33.82% | 118.04%-84.2pp | 122.05%-88.2pp | 97.91%-64.1pp |
| Employer contribution / active EE | $1,020 | $1,843-44.6% | $5,167-80.3% | $2,405-57.6% |
| Participant deferral / active EE | $1,233 | $2,553-51.7% | $5,568-77.9% | $4,131-70.2% |
| Admin fee / account holder | $115 | $150-23.0% | $16,237-99.3% | $170-32.1% |