Filed April 5, 2017 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
STRATEGIC ADVISORS, INC.7+ years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $513,753 |
Service code 37 · EIN 04-2647786 | Loan Processing | $224,323 |
Filed as: PRIME CAPITAL INVESTMENT ADVISORS, Service code 27 · EIN 82-1364595 | Advisory (Plan) | $63,750 |
WEINSTEIN ZUGMAN, LLC7+ years Filed as: WEINSTEIN SPIRA Service code 10 · EIN 74-2181616 | Accounting | $55,000 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Form 5500 reported that benefits due were not provided when due.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $79,254 | $65,673+20.7% | $109,191-27.4% | $106,520-25.6% |
| Participation rate | 48.1% | 82.6%-34.5pp | 75.9%-27.8pp | 71.3%-23.2pp |
| Annual return | 18.00% | 15.69%+2.3pp | 25.76%-7.8pp | 19.28%-1.3pp |
| Employer contribution / active EE | $2,031 | $4,042-49.8% | $3,723-45.5% | $2,840-28.5% |
| Participant deferral / active EE | $3,888 | $3,449+12.7% | $4,653-16.5% | $4,948-21.4% |
| Admin fee / account holder | $47 | $107-56.2% | $6,756-99.3% | $75-37.2% |