Filed April 5, 2017 (most recent of 2 filings on file)
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
ASCENDE WEALTH ADVISERS INC2+ years Filed as: ASCENDE WEALTH ADVISERS, INC. Service code 16 · EIN 76-0484527 | Consulting | $86,007 |
STRATEGIC ADVISORS, INC.2+ years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $84,524 |
WEINSTEIN ZUGMAN, LLC2+ years Filed as: WEINSTEIN SPIRA Service code 10 · EIN 74-2181616 | Accounting | $50,000 |
Service code 37 · EIN 04-2647786 | Loan Processing | -$244,648 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Form 5500 reported that benefits due were not provided when due.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $74,366 | $51,897+43.3% | $84,753-12.3% | $329,111-77.4% |
| Participation rate | 48.4% | 73.2%-24.7pp | 76.6%-28.2pp | 67.9%-19.4pp |
| Annual return | 10.00% | 11.82%-1.8pp | 22.78%-12.8pp | 16.35%-6.4pp |
| Employer contribution / active EE | $1,979 | $3,022-34.5% | $3,574-44.6% | $2,303-14.1% |
| Participant deferral / active EE | $3,654 | $2,346+55.8% | $3,712-1.6% | $3,682-0.8% |
| Admin fee / account holder | -$3 | $97-103.1% | $5,333-100.1% | $754-100.4% |