Filed July 19, 1994
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL3 years Filed as: LPL FINANCIAL LLC Service code 27 · EIN 04-3046611 | Advisory (Plan) | $58,103 |
Service code 37 · EIN 04-2647786 | Loan Processing | $3,725 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $22,494 | $407,990-94.5% | $121,196-81.4% | $75,289-70.1% |
| Participation rate | 68.1% | 59.5%+8.6pp | 71.7%-3.6pp | 72.4%-4.3pp |
| Annual return | -6.56% | 2.93%-9.5pp | 16.93%-23.5pp | -0.04%-6.5pp |
| Employer contribution / active EE | $597 | $1,846-67.7% | $4,022-85.2% | $2,405-75.2% |
| Participant deferral / active EE | $1,705 | $2,201-22.5% | $3,344-49.0% | $3,739-54.4% |
| Admin fee / account holder | $19 | $455-95.7% | $5,019-99.6% | $102-81.0% |