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| Provider | Service type | Compensation |
|---|---|---|
Service code 55 · EIN 35-2552359 | Other Commissions | $65,993 |
Service code 37 · EIN 04-2647786 | Loan Processing | $36,167 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $26,134 | $221,442-88.2% | $92,240-71.7% | $77,958-66.5% |
| Participation rate | 66.9% | 79.6%-12.7pp | 76.5%-9.6pp | 71.6%-4.8pp |
| Annual return | 19.76% | 15.65%+4.1pp | 176.29%-156.5pp | 20.87%-1.1pp |
| Employer contribution / active EE | $2,604 | $3,226-19.3% | $3,680-29.2% | $2,310+12.7% |
| Participant deferral / active EE | $3,268 | $2,779+17.6% | $3,897-16.1% | $3,537-7.6% |
| Admin fee / account holder | $20 | $210-90.3% | $5,194-99.6% | $97-79.2% |