Filings through .
See peer percentile detail with Pro.
Pro shows the percentile for each metric against plans of the same size and industry. Free for 7 days, no card. Then $49 a month. Cancel any time.
| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL2 years Service code 26 · EIN 04-3046611 3120 SOUTHWEST FREEWAY · HOUSTON, TX 77098 | Advisory (Participants) | $27,433 |
Filed as: JOHN HANCOCK LIFE INSURANCE CO USA Service code 15 · EIN 01-0233346 399 PARK AVE · NEW YORK, NY 10043 | Recordkeeping | $4,805 |
9 funds of $250K or more; 29 lines in all, holding $7.2M of the plan's $7.4M. From the 2024 filing. Recordkeeper: John Hancock (Manulife).
| Fund | Dollars | % of funds% |
|---|---|---|
| American Balanced Fund Class R-2E Capital Group · Mutual fund | $970K | 13.5% |
| American Funds TD 2035 R2E Capital Group · Mutual fund | $933K | 13.0% |
| American Funds TD 2025 R2E Capital Group · Mutual fund | $844K | 11.7% |
| Hartford Balance Inc R3 Hartford Funds · Mutual fund Possible retail class R3 | $749K | 10.4% |
| American Funds TD 2045 R2E Capital Group · Mutual fund | $729K | 10.1% |
| American Funds TD 2060 R2E Capital Group · Mutual fund | $301K | 4.2% |
| JP Morgan Large Cap Growth JPMorgan · Other | $296K | 4.1% |
| American Funds TD 2055 R2E Capital Group · Mutual fund | $291K | 4.0% |
| American Funds TD 2030 R2E Capital Group · Mutual fund | $282K | 3.9% |
| Putman Large Cap Value Manager not matched · Other | $241K | 3.4% |
Covers 61,314 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.