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| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL6 years Filed as: LPL FINANCIAL LLC - RPCP Service code 26 · EIN 04-3046611 | Advisory (Participants) | $43,384 |
Service code 15 · EIN 01-0233346 | Recordkeeping | $4,842 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $26,481 | $27,800-4.7% | $58,561-54.8% | $71,511-63.0% |
| Participation rate | 93.7% | 34.6%+59.1pp | 50.9%+42.9pp | 67.9%+25.8pp |
| Annual return | 14.73% | 26.80%-12.1pp | 4251.33%-4236.6pp | 28.86%-14.1pp |
| Employer contribution / active EE | $699 | $632+10.6% | $1,053-33.7% | $2,589-73.0% |
| Participant deferral / active EE | $3,697 | $1,208+206.0% | $1,923+92.2% | $4,291-13.8% |
| Admin fee / account holder | $237 | $1,637-85.6% | $2,520-90.6% | $1,588-85.1% |