Retirement plan

DISABILITY RIGHTS TEXAS 401(K) PLAN

Name: DISABILITY RIGHTS TEXAS - DISABILITY RIGHTS TEXAS 401(K) PLAN (2015) Form 5500
Creator: DISABILITY RIGHTS TEXAS
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, DISABILITY RIGHTS TEXAS 401(K) PLAN, DISABILITY RIGHTS TEXAS

DISABILITY RIGHTS TEXASEIN 74-1916289Plan #001PY 2015

2222 W. BRAKER LANE - AUSTIN, TX 78758512-454-4816disabilityrightstx.orgLinkedIn51-200 employeeslegal services

Prospect flagsNo flags tripped

How to read this page

Total assets (EOY)

$7.1M

No prior year

Total participants

138

No prior year

Average account balance

$55,672

No prior year

Annual return

-1.01%

No prior year

Benchmarks

See 4,452 peers

Peer group

Industry62 - Health Care and Social Assistance

Plan typeDefined contribution

Participants100-249

Cohort4,452 peers

Snapshot2015

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$21.42M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$87K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

245

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

100.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$2.21M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$13K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+12.10%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$350

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 5 by compensation

Provider	Service type	Compensation
GREAT-WEST LIFE & ANNUITY INSURANCE1+ years Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111	Recordkeeping Fees	$18,879
NFP RETIREMENT INC1+ years Filed as: NFP RETIREMENT INC DBA 401K ADVISOR Service code 27 ADVISORS INC · ALISO VIEJO, CA 926562689	Advisory (Plan)	$18,486
GREAT-WEST LIFE & ANNUITY INSURANCE1+ years Filed as: ADVISED ASSET GROUP Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111	Investment Management	$4,380
SCHOLZ & FRIENDS ENLIGHTENED RETIRE1+ years Filed as: SCHOLZ, KLEIN & FRIENDS Service code 13	Contract Administrator	$3,697
SCHOLZ & FRIENDS ENLIGHTENED RETIRE1+ years Filed as: SCHOLZ & FRIENDS Service code 13 ENLIGHTENED RETIREMENT GROUP · SAN ANTONIO, TX 78209	Contract Administrator	$0

Plan features & details

Pension benefit codes2E2F2G2J2T3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

0 tripped

No flags tripped for this filing year. This plan looks clean.

Expense breakdown

Schedule H Part II

Admin total

$24K

$227 / participant

Investment mgmt$22K93.5%
Other / not subdivided$2K6.5%

% of EOY assets

0.337%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: KAYLA WALLACE, CPA
Auditor EIN: 473744326
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$55,672

$46,360+20.1%

$147,618-62.3%

$52,331+6.4%

Participation rate

89.5%

64.9%+24.6pp

84.6%+4.9pp

68.1%+21.4pp

Annual return

-1.01%

1.62%-2.6pp

61.98%-63.0pp

4.54%-5.6pp

Employer contribution / active EE

$3,965

$2,126+86.5%

$5,565-28.7%

$1,882+110.7%

Participant deferral / active EE

$2,620

$2,258+16.0%

$4,895-46.5%

$3,022-13.3%

Admin fee / account holder

$188

$766-75.5%

$11,612-98.4%

$592-68.2%

Provider

Service type

Compensation

GREAT-WEST LIFE & ANNUITY INSURANCE1+ years

Service code 64

8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111

Recordkeeping Fees

$18,879

NFP RETIREMENT INC1+ years

Filed as: NFP RETIREMENT INC DBA 401K ADVISOR

Service code 27

ADVISORS INC · ALISO VIEJO, CA 926562689

Advisory (Plan)

$18,486

GREAT-WEST LIFE & ANNUITY INSURANCE1+ years

Filed as: ADVISED ASSET GROUP

Service code 28

8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111

Investment Management

$4,380

SCHOLZ & FRIENDS ENLIGHTENED RETIRE1+ years

Filed as: SCHOLZ, KLEIN & FRIENDS

Service code 13

Contract Administrator

$3,697

SCHOLZ & FRIENDS ENLIGHTENED RETIRE1+ years

Filed as: SCHOLZ & FRIENDS

Service code 13

ENLIGHTENED RETIREMENT GROUP · SAN ANTONIO, TX 78209

Contract Administrator

DISABILITY RIGHTS TEXAS 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

DISABILITY RIGHTS TEXAS 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion