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| Provider | Service type | Compensation |
|---|---|---|
Filed as: ROLAND CRISS & WILLIAMS INC. Service code 27 · EIN 75-2866255 | Advisory (Plan) | $25,010 |
Filed as: MCCONNELL & JONES LLP Service code 10 · EIN 76-0488832 | Accounting | $17,130 |
Service code 12 · EIN 13-3689044 | Float revenue; Participant loan proce... | $16,237 |
Filed as: MORGAN STANLEY GLOBAL Service code 27 · EIN 36-3145972 | Advisory (Plan) | $10,632 |
NATIONAL FINANCIAL SERVICES2 years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $128,283 | $70,083+83.0% | $59,899+114.2% | $55,725+130.2% |
| Participation rate | 29.2% | 78.4%-49.1pp | 74.7%-45.5pp | 70.9%-41.6pp |
| Annual return | -5.92% | 3.13%-9.0pp | 3.46%-9.4pp | 244.93%-250.9pp |
| Employer contribution / active EE | $0 | $2,878-100.0% | $2,723-100.0% | $2,078-100.0% |
| Participant deferral / active EE | $2,417 | $3,079-21.5% | $3,402-29.0% | $3,356-28.0% |
| Admin fee / account holder | $562 | $70+699.3% | $3,592-84.4% | $115+387.9% |