Filed February 13, 2014 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.4 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $40,114 |
FORV/S1 year Service code 28 · EIN 44-0160260 | Investment Management | $17,680 |
CHARLES SCHWAB & CO., INC.7+ years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.7+ years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.3 years Filed as: CHARLES SCHWAB TRUST BANK Service code 25 · EIN 82-3967259 | Directed Trustee | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $112,602 | $118,337-4.8% | $189,534-40.6% | $93,010+21.1% |
| Participation rate | 98.9% | 89.1%+9.8pp | 87.8%+11.1pp | 73.9%+25.0pp |
| Annual return | 13.18% | 21.77%-8.6pp | 555.39%-542.2pp | 158.70%-145.5pp |
| Employer contribution / active EE | $6,572 | $4,204+56.3% | $6,162+6.6% | $2,705+142.9% |
| Participant deferral / active EE | $5,076 | $7,123-28.7% | $8,220-38.3% | $4,561+11.3% |
| Admin fee / account holder | $26 | $100-73.9% | $12,049-99.8% | $152-82.9% |