Filed February 13, 2014 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.4 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $40,114 |
FORV/S1 year Service code 28 · EIN 44-0160260 | Investment Management | $17,680 |
CHARLES SCHWAB & CO., INC.7+ years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.7+ years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.3 years Filed as: CHARLES SCHWAB TRUST BANK Service code 25 · EIN 82-3967259 | Directed Trustee | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $112,602 | $118,337-4.8% | $189,513-40.6% | $93,030+21.0% |
| Participation rate | 98.9% | 89.1%+9.8pp | 87.8%+11.1pp | 73.9%+25.0pp |
| Annual return | 13.18% | 21.77%-8.6pp | 555.15%-542.0pp | 158.70%-145.5pp |
| Employer contribution / active EE | $6,572 | $4,204+56.3% | $6,162+6.7% | $2,706+142.9% |
| Participant deferral / active EE | $5,076 | $7,123-28.7% | $8,221-38.3% | $4,562+11.3% |
| Admin fee / account holder | $26 | $100-73.9% | $12,045-99.8% | $152-82.9% |