Filed February 13, 2014 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.2+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $53,045 |
BKD, LLP2+ years Service code 10 · EIN 44-0160260 | Accounting | $15,142 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.2+ years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $0 |
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $68,671 | $80,354-14.5% | $133,980-48.7% | $63,975+7.3% |
| Participation rate | 99.2% | 87.5%+11.7pp | 87.1%+12.2pp | 71.1%+28.1pp |
| Annual return | 8.01% | 13.11%-5.1pp | 29.30%-21.3pp | 48.65%-40.6pp |
| Employer contribution / active EE | $1,333 | $3,503-61.9% | $5,211-74.4% | $2,182-38.9% |
| Participant deferral / active EE | $3,476 | $5,239-33.7% | $6,282-44.7% | $3,356+3.6% |
| Admin fee / account holder | $33 | $69-51.8% | $9,324-99.6% | $70-52.6% |