Filed May 17, 2007
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MERCER5 years Filed as: MERCER INVESTMENT MANAGEMENT Service code 51 · EIN 30-0282430 | Investment Mgmt Fees | $397,291 |
THE VANGUARD GROUP, INC.5 years Service code 15 · EIN 23-1945930 | Recordkeeping | $165,491 |
Filed as: PRICEWATERHOUSECOOPERS, LLP Service code 10 · EIN 13-4008324 | Accounting | $78,100 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $413,916 | $100,801+310.6% | $149,696+176.5% | $73,409+463.8% |
| Participation rate | 99.1% | 77.7%+21.4pp | 82.5%+16.6pp | 72.2%+26.9pp |
| Annual return | 12.87% | 265.34%-252.5pp | 276.60%-263.7pp | 59.29%-46.4pp |
| Employer contribution / active EE | $6,544 | $3,312+97.6% | $4,644+40.9% | $2,234+193.0% |
| Participant deferral / active EE | $14,155 | $6,404+121.0% | $6,842+106.9% | $3,805+272.0% |
| Admin fee / account holder | $811 | $181+348.5% | $9,309-91.3% | $158+413.5% |